Deborah A. Grothe-rodgers
Professional summary
Deborah Ann Grothe-rodgers, who also goes by Debbie Grothe, Deborah Ann Grothe, Debbie Morgan, Deborah Ann Morgan, Debbie Ann Rodgers, Debbie Rodgers, Deborah Ann Rodgers, is a registered financial advisor currently at LODESTAR ASSET MANAGEMENT LLC located in Moore, Oklahoma.
Deborah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Deborah has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Deborah Ann Grothe-rodgers's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2011 - Present
LODESTAR ASSET MANAGEMENT LLC
February 27, 2014 - November 19, 2020
MERIT ADVISORS, INC.
February 28, 2011 - January 23, 2012
MERIT ADVISORS, INC.
November 22, 2010 - August 12, 2020
OAK HILLS SECURITIES, INC.
August 7, 2009 - September 27, 2010
NEXT FINANCIAL GROUP, INC.
July 31, 2009 - September 27, 2010
NEXT FINANCIAL GROUP, INC.
March 7, 2001 - August 3, 2009
GEARY SECURITIES, INC.
July 10, 1998 - August 3, 2009
GEARY SECURITIES, INC.
June 15, 1998 - June 18, 1998
GEARY SECURITIES, INC.
March 6, 1996 - June 26, 1998
SHIELDS & COMPANY
July 26, 1995 - February 21, 1996
GEARY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/5/2011)
Exams
Series 7TO
Date: 3/25/2024
General Securities Representative ExaminationSeries 99TO
Date: 3/25/2024
Operations Professional ExaminationCurrent Firm
LODESTAR ASSET MANAGEMENT LLC
CRD#: 157419 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 3,405,886 |
Red Flags
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