Brett J. Dohner
Professional summary
Brett John Dohner was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brett is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Brett had worked at 4 firms, which includes GEEK SECURITIES INC., WADDELL & REED, FAIRCHILD FINANCIAL GROUP INC., L.C. WEGARD & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2000 - May 12, 2004
GEEK SECURITIES, INC.
March 4, 1996 - April 24, 1997
WADDELL & REED
November 20, 1995 - November 21, 1995
FAIRCHILD FINANCIAL GROUP, INC.
May 2, 1995 - November 21, 1995
L.C. WEGARD & CO., INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 11/13/2001
Limited Representative-Equity Trader ExamCurrent Firm
GEEK SECURITIES, INC.
CRD#: 14834 / SEC#: , 8-31268
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADE TECH HOLDINGS CORPORATION | SHAREHOLDER | |
| SHARMA, KAUTILYA | PRESIDENT | 2124304 |
Disclosures
| Regulatory Event | 13 |
| Civil Event | 1 |
Red Flags
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