Edward H. Mcfadden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Henry Mcfadden, who also goes by Ted Mcfadden Jr, Ted Mcfadden, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1996. Edward had worked at 9 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2012 - December 4, 2013
BTIG, LLC
September 8, 2011 - December 6, 2011
CANTOR FITZGERALD & CO.
November 9, 2009 - July 12, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 8, 2009 - July 12, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 2008 - October 9, 2009
J.P. MORGAN SECURITIES LLC
April 6, 2005 - October 1, 2008
J.P. MORGAN SECURITIES INC.
July 28, 2003 - May 2, 2005
CITIGROUP GLOBAL MARKETS INC.
August 21, 2000 - May 2, 2003
CREDIT SUISSE SECURITIES (USA) LLC
February 23, 2000 - August 11, 2000
NEEDHAM & COMPANY, LLC
March 18, 1996 - February 25, 2000
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/7/2006
Limited Representative-Equity Trader ExamCurrent Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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