Christopher J. Kuligowski

KULI CAPITAL MANAGEMENT

Saginaw, MI

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CRD#: 2611366

Professional summary

Christopher John Kuligowski is a registered financial advisor currently at KULI CAPITAL MANAGEMENT located in Saginaw, Michigan.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Christopher has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher John Kuligowski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 18, 2010 - Present

KULI CAPITAL MANAGEMENT

RIA

CRD#: 154556

Saginaw, MI

Past

July 2, 2004 - December 31, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

GRAND BLANC, MI

Past

July 2, 2004 - September 10, 2010

UBS FINANCIAL SERVICES INC.

CRD#: 8174

GRAND BLANC, MI

Past

May 22, 2002 - July 7, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAGINAW, MI

Past

January 4, 1999 - July 7, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

June 6, 1995 - December 17, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(10/18/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/12/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/12/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/5/1995

General Securities Representative Examination

Current Firm

KULI CAPITAL MANAGEMENT

KULI CAPITAL MANAGEMENT | KULI CAPITAL MANAGEMENT, LLC

CRD#: 154556 / SEC#: 801-71714

RIA

Registered Investment Advisory firm - (1/12/2011 Terminated)

Michigan

Registered Investment Advisory firm - (1/3/2011 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Saginaw, MI

Mailing Address

Phone number

(989) 799-0259

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	74
AUM (Assets Under Management)	$ 13,500,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher J. Kuligowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher John Kuligowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

KULI CAPITAL MANAGEMENT

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/12/1995

Series 63

Date: 6/12/1995

Series 7

Date: 6/5/1995

Current Firm

KULI CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KULI CAPITAL MANAGEMENT

TRUST BUT VERIFY

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