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SA

Sarka Adams

MEDIOBANCA SECURITIES USA LLC
New York, NY 10018
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CRD#: 2611348
SA

Professional summary


Sarka Adams, who also goes by Sarka Bingham, Sarka Bingham Gajdorus, is a registered financial professional currently at MEDIOBANCA SECURITIES USA LLC located in New York, New York.

Sarka is registered as a RR (Registered Representative) and started their career in finance in 1995. Sarka has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Sarka Bingham | Sarka Bingham Gajdorus

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Sarka Adams's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 21, 2022 - Present

MEDIOBANCA SECURITIES USA LLC

Office #1: 1450 Broadway 37th Floor, New York, NY 10018Office #2: 1450 Broadway 37th Floor, New York, NY 10018
BD
CRD#: 143189
New York, NY
Past

September 4, 2020 - April 6, 2022

PANMURE GORDON SECURITIES LIMITED

BD
CRD#: 268823
LONDON,
Past

September 22, 2008 - April 28, 2020

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

May 30, 1995 - September 22, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/21/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 6/13/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/15/2020
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


MS
MEDIOBANCA SECURITIES USA LLC
MEDIOBANCA SECURITIES USA | MEDIOBANCA SECURITIES USA LLC

CRD#: 143189 / SEC#: , 8-67538

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1450 Broadway 37th Floor, New York, NY 10018
Mailing Address
1450 Broadway 37th Floor, New York, NY 10018
Phone number
(212) 991-4744
Established
Delaware since 08/23/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.P.A.100% OWNER
ACHZET, DAVID EDWARDCHIEF COMPLIANCE OFFICER1209132
ALMERINI, LOUIS ACHILLEFINOP/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER1605183
PULA, MASSIMILIANOCEO5446174
ROMEO, ROBERTODIRECTOR7640931
ROTUNNO, ANNALISADIRECTOR7640314

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MEDIOBANCA SECURITIES USA LLC

CRD#: 143189New York, NY 10018

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