Carla A. Brown
Professional summary
Carla Ann Brown, who also goes by Carla Ann Arlt, is a registered financial professional currently at INTEGRITY FUNDS DISTRIBUTOR, LLC located in Minot, North Dakota.
Carla is registered as a RR (Registered Representative) and started their career in finance in 1998. Carla has worked at 3 firms and has passed the Series 63, Series 99TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carla Ann Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2010 - Present
INTEGRITY FUNDS DISTRIBUTOR, LLC
Office #1: 1 North Main Street, Minot, ND 58703-3189December 18, 2003 - December 31, 2009
CAPITAL FINANCIAL SERVICES, INC.
November 20, 1998 - December 31, 2003
ND CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/13/2010)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
INTEGRITY FUNDS DISTRIBUTOR, LLC
CRD#: 26293 / SEC#: , 8-42561
Contact information
FINRA licenses (41 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
INTEGRITY FUNDS DISTRIBUTOR, LLC
CRD#: 26293Minot, ND 58703-3189TRUST BUT VERIFY
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