Peter K. Lukas
Professional summary
Peter Kirk Lukas is a registered financial professional currently at CJS SECURITIES, INC. located in White Plains, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1995. Peter has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Kirk Lukas's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2016 - Present
CJS SECURITIES, INC.
Office #1: 50 Main Street Suite 325, White Plains, NY 10606Office #2: 50 Main Street Suite 325, White Plains, NY 10606September 26, 2011 - January 8, 2016
IMPERIAL CAPITAL, LLC
August 17, 2011 - October 11, 2011
RODMAN & RENSHAW, LLC
June 16, 2010 - July 21, 2011
GLEACHER & COMPANY SECURITIES, INC.
October 3, 2008 - June 25, 2010
BROADPOINT AMTECH, INC.
February 3, 2003 - October 13, 2008
GLEACHER & COMPANY SECURITIES, INC.
May 1, 2001 - October 24, 2002
J.P. MORGAN SECURITIES INC.
February 5, 2001 - May 1, 2001
JPMSI
February 1, 2000 - February 5, 2001
J.P. MORGAN SECURITIES INC.
June 19, 1995 - February 1, 2000
HAMBRECHT & QUIST LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/28/2008
Limited Representative-Equity Trader ExamFINRA
Current Firm
CJS SECURITIES, INC.
CRD#: 44823 / SEC#: , 8-50853
Contact information
FINRA licenses (39 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JAGODA, LEE M. | RESEARCH ANALYST / SHAREHOLDER | 4986879 |
| LABICK, ROBERT JAMES | PRESIDENT | 2071988 |
| MOORE, DANIEL JOSEPH | RESEARCH ANALYST / SHAREHOLDER | 2614723 |
| SOLOW, LAWRENCE SCOTT | RESEARCH ANALYST / SHAREHOLDER | 2511217 |
| STRAUZER, CHARLES S | CHIEF COMPLIANCE OFFICER | 2266794 |
| TANWANTENG, JONATHAN E. | RESEARCH ANALYST / SHAREHOLDER | 4886441 |
| URSANER, ARNOLD | SHAREHOLDER | 451922 |
| WETCHLER, BENJAMIN MARK | FINOP AND CHIEF FINANCIAL OFFICER | 4459166 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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