Hisham S. Sobhy
Professional summary
Hisham Sayed Sobhy, who also goes by Hisham S Sobhy, is a registered financial professional currently at OLDFIELD CAPITAL GROUP LLC located in New York, New York.
Hisham is registered as a RR (Registered Representative) and started their career in finance in 1995. Hisham has worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hisham Sayed Sobhy's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2014 - Present
OLDFIELD CAPITAL GROUP LLC
Office #1: 7 Penn Plaza Suite 810, New York, NY 10001Office #2: 330 Seventh Avenue 10th Floor Suite 1003, New York, NY 10001January 3, 2003 - January 4, 2013
LEGEND SECURITIES, INC.
March 13, 2001 - January 2, 2003
ADAMSON BROTHERS INC.
July 19, 1999 - April 11, 2001
JANNEY MONTGOMERY SCOTT LLC
May 3, 1995 - July 29, 1999
JOSEPHTHAL & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/26/2019)
(7/9/2015)
(2/11/2014)
(10/17/2017)
(2/11/2014)
(2/11/2014)
(2/11/2014)
(4/16/2015)
(8/12/2016)
(2/11/2014)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
OLDFIELD CAPITAL GROUP LLC
CRD#: 159498 / SEC#: , 8-68991
Contact information
FINRA licenses (10 States and Territories)
Documents
Red Flags
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