JM
James E. Miele
ON INVESTMENT MANAGEMENT CO
Hanover, PA
Some features on this profile are disabled
CRD#: 2610698
JM
Professional summary
James Edward Miele, who also goes by Jim Edward Miele, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Hanover, Pennsylvania and THE O.N. EQUITY SALES COMPANY located in Hanover, Pennsylvania.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. James has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Edward Miele
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MIELE WEALTH MANAGEMENT - DBA ADVISORY - SAA POSITION: Financial Consultant NATURE: Financial Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/07/2021 ADDRESS: 123 Orchard Lane, Hanover PA 17331 DESCRIPTION: Sales, service, and ongoing management of financial advisory accounts for clients. INSURANCE SALES POSITION: Sales NATURE: Fixed insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/01/2012 ADDRESS: 123 Orchard Lane, Hanover PA 17331 DESCRIPTION: Sales and service of fixed, fixed index, and equity index insurance products through an approved IMO. SPECIAL OLYMPICS OF YORK COUNTY, PA POSITION: Coach NATURE: Volunteer Work INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2010 ADDRESS: 400 Mulberry Street, York PA 17403 DESCRIPTION: I volunteer as a coach in 3 sports throughout the year, as my son with special needs plays them. FINANCE COMMITTEE -- TRUENORTH WELLNESS SERVICES, INC. POSITION: Finance Committee Member NATURE: Volunteer Work INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/09/2015 ADDRESS: 625 West Elm Avenue, Hanover PA 17331 DESCRIPTION: I serve on the Finance Committee for this Mental Health non-profit. Have always recused myself on votes regarding transactional changes in the investment accounts of the company, per Compliance. For the 6 years previous, I had also been on their Board of Directors.
CRS (Client Relationship Summary) - RIA
Click below to view James Edward Miele's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 27, 2024 - Present
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
Hanover, PA
Current
November 26, 2024 - Present
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
Hanover, PA
Past
June 14, 2024 - June 17, 2024
OSAIC WEALTH, INC.
RIA
CRD#: 23131
HANOVER, PA
Past
June 14, 2024 - June 17, 2024
OSAIC WEALTH, INC.
BD
CRD#: 23131
HANOVER, PA
Past
December 15, 2021 - June 14, 2024
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
HANOVER, PA
Past
December 14, 2021 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
HANOVER, PA
Past
April 1, 2021 - November 8, 2021
GROVE POINT ADVISORS, LLC
RIA
CRD#: 313171
Hanover, PA
Past
March 9, 2012 - April 1, 2021
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
HANOVER, PA
Past
March 8, 2012 - November 8, 2021
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
HANOVER, PA
Past
May 1, 2008 - November 30, 2011
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
HANOVER, PA
Past
May 1, 2008 - November 30, 2011
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
HANOVER, PA
Past
May 4, 2001 - May 2, 2008
WADDELL & REED
RIA
CRD#: 866
OWINGS MILL, MD
Past
April 16, 2001 - May 2, 2008
WADDELL & REED
BD
CRD#: 866
OWINGS MILL, MD
Past
July 5, 2000 - March 16, 2001
ALLFIRST BROKERAGE CORPORATION
BD
CRD#: 17531
BALTIMORE, MD
Past
August 27, 1996 - June 14, 2000
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
August 27, 1996 - June 14, 2000
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
May 11, 1995 - January 3, 1996
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maryland(12/12/2024)
IAR
Maryland(12/12/2024)
IAR
Oklahoma(7/2/2025)
RR
Pennsylvania(11/27/2024)
IAR
Pennsylvania(11/27/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
