David L. Miller
Professional summary
David Lee Miller, who also goes by David L Miller, is a registered financial advisor currently at SUREPATH FINANCIAL SERVICES, LLC located in Peachtree Corners, Georgia.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. David has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Lee Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2021 - Present
SUREPATH FINANCIAL SERVICES, LLC
Office #1: 5425 Peachtree Pkwy Nw Suite 148, Peachtree Corners, GA 30092April 22, 2003 - April 26, 2021
WELLS FARGO CLEARING SERVICES, LLC
May 24, 2001 - April 26, 2021
WELLS FARGO CLEARING SERVICES, LLC
October 4, 1995 - May 16, 2001
AMERIPRISE ADVISOR SERVICES, INC.
April 20, 1995 - August 29, 1995
PAULSON INVESTMENT COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/20/2021)
Exams
Series 8
Date: 3/10/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SUREPATH FINANCIAL SERVICES, LLC
CRD#: 289576 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 170 |
| AUM (Assets Under Management) | $ 31,209,000 |
Red Flags
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Company Information
SUREPATH FINANCIAL SERVICES, LLC
CRD#: 289576Peachtree Corners, GA 30092TRUST BUT VERIFY
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