Mark E. Abraham

II TECHNOLOGY

Austin, TX 78735

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CRD#: 2610650

Professional summary

Mark Edward Abraham MR., who also goes by Mark Abraham, is a registered financial advisor currently at II TECHNOLOGY, LLC located in Austin, Texas.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Mark has worked at 2 firms and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Abraham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Abraham MR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2016 - Present

II TECHNOLOGY, LLC

Office #1: 8701 W. Highway 71, Suite 201, Austin, TX 78735

RIA

CRD#: 282760

Austin, TX

Past

September 2, 2004 - December 31, 2005

QUANTITATIVE CAPITAL MANAGEMENT

RIA

CRD#: 130590

AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/11/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/21/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 4/11/1995

National Commodity Futures Examination

Current Firm

II TECHNOLOGY, LLC

CRD#: 282760 / SEC#:

Illinois

Registered Investment Advisory firm - (10/31/2019 Terminated)

Texas

Registered Investment Advisory firm - (7/11/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

8701 W. Highway 71, Suite 201, Austin, TX 78735

Mailing Address

Phone number

(512) 730-1015

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	28
AUM (Assets Under Management)	$ 33,893,227

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark E. Abraham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Abraham MR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

II TECHNOLOGY, LLC

QUANTITATIVE CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 6/21/2016

Series 3

Date: 4/11/1995

Current Firm

II TECHNOLOGY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

II TECHNOLOGY, LLC

TRUST BUT VERIFY

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