Douglas G. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Glenn Jones, who also goes by Doug Jones, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1972. Douglas had worked at 10 firms and has passed the Series 65, Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2010 - May 10, 2022
YOUR COACH FOR FINANCIAL HARMONY, LLC
September 4, 2009 - February 24, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 4, 2009 - February 24, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 8, 1997 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
October 25, 1996 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
January 26, 1995 - October 29, 1996
WOODBURY FINANCIAL SERVICES, INC.
January 4, 1995 - October 29, 1996
WOODBURY FINANCIAL SERVICES, INC.
January 7, 1994 - December 31, 1994
WOODBURY FINANCIAL SERVICES, INC.
June 12, 1993 - December 23, 1993
PIM FINANCIAL SERVICES, INC.
December 2, 1991 - May 18, 1993
WOODBURY FINANCIAL SERVICES, INC.
August 23, 1990 - November 12, 1991
ARM SECURITIES CORPORATION
August 4, 1987 - October 4, 1989
LINSCO FINANCIAL GROUP, INC.
January 28, 1987 - August 4, 1987
SOUTHMARK FINANCIAL SERVICES, INC.
December 2, 1982 - February 3, 1987
U.S. ADVISORS, INC.
June 21, 1972 - May 17, 1984
ILG SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/17/1972
Registered Representative ExaminationCurrent Firm
YOUR COACH FOR FINANCIAL HARMONY, LLC
CRD#: 152753 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 980,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
