AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
KQ

Kevin M. Quinn

STRATEGAS SECURITIES DBA STRATEGAS RESEARCH PARTNERS
New York, NY 10017
Some features on this profile are disabled
CRD#: 2610606
KQ

Professional summary

Kevin Michael Quinn, who also goes by Kevin Quinn, Kevin Michael Quinn, is a registered financial professional currently at STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS located in New York, New York.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1996. Kevin has worked at 13 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kevin Quinn | Kevin Michael Quinn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Michael Quinn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 2, 2022 - Present

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS

Office #1: 52 Vanderbilt Avenue 8th Floor, New York, NY 10017
RIA
BD
CRD#: 149326
New York, NY
Past

January 7, 2020 - June 10, 2022

THE BENCHMARK COMPANY, LLC

BD
CRD#: 22982
NEW YORK, NY
Past

August 24, 2016 - December 31, 2019

SEAPORT GLOBAL SECURITIES LLC

BD
CRD#: 116270
NEW YORK, NY
Past

July 30, 2012 - June 30, 2016

CRT CAPITAL GROUP LLC

BD
CRD#: 28830
STAMFORD, CT
Past

January 24, 2012 - April 16, 2012

COWEN EXECUTION SERVICES LLC

BD
CRD#: 35693
NEW YORK, NY
Past

November 1, 2010 - November 2, 2010

COWEN PRIME SERVICES LLC

BD
CRD#: 153397
GREENWICH, CT
Past

November 1, 2010 - December 5, 2011

MF GLOBAL INC.

BD
CRD#: 6731
NEW YORK, NY
Past

March 16, 2009 - November 2, 2010

SANDERS MORRIS LLC

BD
CRD#: 20580
GREENWICH, CT
Past

March 8, 2005 - March 16, 2009

STANFORD GROUP COMPANY

BD
CRD#: 39285
NEW YORK, NY
Past

August 1, 2000 - March 22, 2005

INSTINET, LLC

BD
CRD#: 42886
NEW YORK, NY
Past

July 19, 2000 - August 1, 2000

REUTERS C CORPORATION

BD
CRD#: 14408
NEW YORK, NY
Past

July 27, 1999 - March 23, 2005

LYNCH, JONES & RYAN LLC

BD
CRD#: 3198
NEW YORK, NY
Past

August 19, 1996 - January 4, 1999

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS
STRATEGAS RESEARCH PARTNERS | STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS | STRATEGAS SECURITIES, LLC | STRATEGAS SECURITIES LLC | STRATEGAS RESEARCH PARTNERS, LLC

CRD#: 149326 / SEC#: 801-116875, 8-68138

RIA
Registered Investment Advisory firm - SEC (6/28/2019 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/2/2022)
RR
Connecticut
(6/2/2022)
RR
Georgia
(6/2/2022)
RR
Illinois
(6/2/2022)
RR
Massachusetts
(6/2/2022)
RR
New York
(6/2/2022)
RR
Texas
(6/2/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 2/20/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 1/3/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 6/23/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/7/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SS
STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS
STRATEGAS RESEARCH PARTNERS | STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS | STRATEGAS SECURITIES, LLC | STRATEGAS SECURITIES LLC | STRATEGAS RESEARCH PARTNERS, LLC

CRD#: 149326 / SEC#: 801-116875, 8-68138

RIA
Registered Investment Advisory firm - SEC (6/28/2019 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
52 Vanderbilt Avenue 19th Floor 19th Floor, New York, NY, 10017
Mailing Address
52 Vanderbilt Avenue 19th Floor, New York, NY, 10017
Phone number
(646) 292-7950
Established
New York since 12/06/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
47

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

STRATEGAS SECURITIES, LLC FORM ADV PART 2A BROCHURE (3/31/2025)

Direct owners and executive officers

NamePositionCRD#
BAIRD FINANCIAL CORPORATIONSHAREHOLDER
ANTHONY, DANNELL WAYNEFINOP, DIRECTOR OF FINANCE7038021
BOHNSACK, NICHOLAS GREGORYPRESIDENT / COO4571796
BOOTH, STEVEN GREGORYDIRECTOR2147388
GABAY, EILEEN MARGARETCHIEF OPERATING OFFICER5602349
LANGENFELD, JON ADIRECTOR4322120
LOGUE, SOFIACHIEF COMPLIANCE OFFICER6406784
RISSMILLER, DONALD JAMESVICE CHAIRMAN / PRINCIPAL5227351
TOTORO, MICHAEL ACHIEF TECHNOLOGY OFFICER1552053
TRENNERT, JASON RICHARDCHAIRMAN / CEO2079457

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS

CRD#: 149326New York, NY 10017

TRUST BUT VERIFY

Monitor Kevin Quinn

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.