Michael R. Maccaull
Professional summary
Michael Richard Maccaull was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Michael had worked at 3 firms, which includes ROYCE INVESTMENT GROUP INC., STERLING FOSTER & COMPANY INC., FAIRCHILD FINANCIAL GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 1997 - May 20, 1998
ROYCE INVESTMENT GROUP, INC.
August 11, 1995 - March 6, 1997
STERLING FOSTER & COMPANY, INC.
June 21, 1995 - July 20, 1995
FAIRCHILD FINANCIAL GROUP, INC.
May 17, 1995 - May 31, 1995
STERLING FOSTER & COMPANY, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ROYCE INVESTMENT GROUP, INC.
CRD#: 10494 / SEC#: , 8-27560
Contact information
Documents
Red Flags
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