Noel J. Belmonte
Professional summary
Noel James Belmonte was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Noel is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Noel had worked at 7 firms, which includes KIMBERLY SECURITIES INC., MILESTONE FINANCIAL SERVICES INC., SALOMON GREY FINANCIAL CORPORATION, SEABOARD SECURITIES INC., LCP CAPITAL CORP., STERLING FOSTER & COMPANY INC., FAIRCHILD FINANCIAL GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2002 - October 28, 2002
KIMBERLY SECURITIES, INC.
October 24, 2001 - February 8, 2002
MILESTONE FINANCIAL SERVICES, INC.
October 10, 2001 - October 24, 2001
SALOMON GREY FINANCIAL CORPORATION
March 5, 2001 - September 27, 2001
KIMBERLY SECURITIES, INC.
March 15, 2000 - November 29, 2000
KIMBERLY SECURITIES, INC.
April 13, 1998 - June 3, 1998
SEABOARD SECURITIES, INC.
November 10, 1997 - March 17, 1998
LCP CAPITAL CORP.
August 11, 1995 - November 19, 1996
STERLING FOSTER & COMPANY, INC.
July 6, 1995 - July 20, 1995
FAIRCHILD FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KIMBERLY SECURITIES, INC.
CRD#: 19241 / SEC#: , 8-37321
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
