Munib S. Haddad

SUNSTREET SECURITIES

Avondale, AZ 85392

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CRD#: 2610231

Professional summary

Munib Said Haddad, who also goes by Mike Haddad, is a registered financial advisor currently at SUNSTREET SECURITIES, LLC located in Avondale, Arizona.

Munib is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Munib has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 4, Series 24, Series 53 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Haddad

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Munib Said Haddad's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Munib Said Haddad's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 20, 2007 - Present

SUNSTREET SECURITIES, LLC

Office #1: 10320 W. Mcdowell Rd Bldg F, Suite 6018, Avondale, AZ 85392Office #2: 10320 W. Mcdowell Rd Bldg F, Suite 6018, Avondale, AZ 85392

RIA

CRD#: 143211

Avondale, AZ

Current

July 24, 2007 - Present

SUNSTREET SECURITIES, LLC

Office #1: 10320 W. Mcdowell Rd Bldg F, Suite 6018, Avondale, AZ 85392Office #2: 10320 W. Mcdowell Rd Bldg F, Suite 6018, Avondale, AZ 85392

RIA

CRD#: 143211

Avondale, AZ

Past

October 15, 2002 - July 19, 2005

QUEST CAPITAL STRATEGIES, INC.

RIA

CRD#: 16783

LAGUNA HILLS, CA

Past

November 14, 1997 - July 19, 2005

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

April 23, 1996 - March 21, 1997

NEBRASKA HUDSON COMPANY, INC.

CRD#: 27501

OMAHA, NE

Past

September 1, 1995 - February 22, 1996

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

April 25, 1995 - June 26, 1995

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/8/2007)

District of Columbia
(1/25/2019)

Florida
(9/30/2010)

Indiana
(11/16/2010)

Nevada
(11/19/2007)

IAR

Nevada
(11/20/2007)

New Hampshire
(2/26/2013)

New Mexico
(9/10/2014)

Ohio
(6/12/2008)

Texas
(1/15/2014)

Utah
(3/4/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/11/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/24/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/26/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/20/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 4

Date: 1/2/2023

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 1/2/2023

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 5/16/2007

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

SUNSTREET SECURITIES, LLC

CRD#: 143211 / SEC#: , 8-67541

Delaware

Registered Investment Advisory firm - SEC (12/31/2016 Terminated)

Nevada

Registered Investment Advisory firm - SEC (11/20/2007 Approved)

New Jersey

Registered Investment Advisory firm - SEC (8/23/2018 Terminated)

Texas

Registered Investment Advisory firm - SEC (6/4/2018 Conditional Restricted)

Washington

Registered Investment Advisory firm - SEC (12/31/2015 Terminated)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

10320 W. Mcdowell Rd Bldg F, Suite 6018, Avondale, AZ 85392

Mailing Address

10320 W. Mcdowell Rd Bldg F, Suite 6018, Avondale, AZ 85392

Phone number

(800) 823-1822

Established

Arizona since 01/04/2006

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (38 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
HADDAD, MUNIB SAID	CEO/CCO/CFO/FINOP/ROSFP/MANAGING MEMBER	2610231

Regulatory assets under management

Total Number of Accounts	48
AUM (Assets Under Management)	$ 5,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Munib S. Haddad

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Munib Said Haddad's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Munib Said Haddad's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUNSTREET SECURITIES, LLC

QUEST CAPITAL STRATEGIES, INC.

QUEST CAPITAL STRATEGIES, INC.

NEBRASKA HUDSON COMPANY, INC.

EDWARD JONES

CHATFIELD DEAN & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/11/2005

Series 63

Date: 4/24/1995

Series 52TO

Date: 9/25/2025

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 4/26/2000

Series 7

Date: 4/20/1995

Series 14

Date: 1/2/2023

Series 4

Date: 1/2/2023

Series 24

Date: 1/2/2023

Series 53

Date: 1/2/2023

Series 27

Date: 5/16/2007

FINRA

Current Firm

SUNSTREET SECURITIES, LLC

Contact information

FINRA licenses (38 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

SUNSTREET SECURITIES, LLC

TRUST BUT VERIFY

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