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Mark Conway

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CRD#: 2610188
MC

Professional summary

Mark Conway was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Mark is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Mark had worked at 1 firm, which includes TIGER INVESTMENT GROUP INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 3, 1998 - June 12, 1998

TIGER INVESTMENT GROUP, INC.

BD
CRD#: 39388
WALTHAM, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 3/11/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/11/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/4/1998
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 4/10/1995
National Commodity Futures Examination

Current Firm

TI
TIGER INVESTMENT GROUP, INC.
TIGER INVESTMENT GROUP, INC.

CRD#: 39388 / SEC#: , 8-48672

BD
Cancelled by SEC on 03/30/2000
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Contact information

Main Address
Mailing Address
Phone number
Established
Massachusetts since 09/21/1995
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TIGER INVESTMENT GROUP, INC.

CRD#: 39388

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