Anthony W. Christy

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CRD#: 2610173

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anthony Wayne Christy was a registered financial professional .

Anthony is a previously registered financial professional and started their career in finance in 1995. Anthony had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 29, 2010 - November 13, 2012

CHRISTY CAPITAL MANAGEMENT, INC.

RIA

CRD#: 149313

SPARTANBURG, SC

Past

July 20, 2006 - December 26, 2008

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

SPARTANBURG, SC

Past

July 18, 2006 - December 26, 2008

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

SPARTANBURG, SC

Past

September 3, 2004 - July 19, 2006

AURA FINANCIAL SERVICES, INC.

CRD#: 42822

BIRMINGHAM, AL

Past

July 28, 2004 - July 19, 2006

AURA ASSET MANAGEMENT, INC.

RIA

CRD#: 129402

SPARTANBURG, SC

Past

January 2, 2004 - September 3, 2004

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

RALEIGH, NC

Past

February 13, 2001 - December 31, 2003

W.C. SMITH & COMPANY, INC.

CRD#: 36865

GREENVILLE, SC

Past

April 7, 1999 - February 12, 2001

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

July 11, 1995 - April 16, 1999

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHRISTY CAPITAL MANAGEMENT, INC.

BRANDON S. CHRISTY | CHRISTY CAPITAL MANAGEMENT, INC. | CHRISTY CAPITAL MANAGEMENT | BRANDON S. CHRISTY, CPA, PFS, INC.

CRD#: 149313 / SEC#: 801-113307

RIA

Registered Investment Advisory firm - (5/23/2018 Approved)

Florida

Registered Investment Advisory firm - (5/25/2018 Terminated)

Georgia

Registered Investment Advisory firm - (5/25/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (5/29/2018 Terminated)

Maryland

Registered Investment Advisory firm - (6/4/2018 Terminated)

North Carolina

Registered Investment Advisory firm - (6/1/2018 Terminated)

South Carolina

Registered Investment Advisory firm - (5/25/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/25/2018 Terminated)

Virginia

Registered Investment Advisory firm - (5/25/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/17/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/10/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/28/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/10/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CHRISTY CAPITAL MANAGEMENT, INC.

BRANDON S. CHRISTY | CHRISTY CAPITAL MANAGEMENT, INC. | CHRISTY CAPITAL MANAGEMENT | BRANDON S. CHRISTY, CPA, PFS, INC.

CRD#: 149313 / SEC#: 801-113307

RIA

Registered Investment Advisory firm - (5/23/2018 Approved)

Florida

Registered Investment Advisory firm - (5/25/2018 Terminated)

Georgia

Registered Investment Advisory firm - (5/25/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (5/29/2018 Terminated)

Maryland

Registered Investment Advisory firm - (6/4/2018 Terminated)

North Carolina

Registered Investment Advisory firm - (6/1/2018 Terminated)

South Carolina

Registered Investment Advisory firm - (5/25/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/25/2018 Terminated)

Virginia

Registered Investment Advisory firm - (5/25/2018 Terminated)

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Contact information

Main Address

2939 Mcmanus Road, Macon, GA 31220

Mailing Address

7040 Peake Road N. 28410, Macon, GA 31210

Phone number

(478) 314-2160

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CCM ADV 2A OCTOBER 2024 (3/19/2025)

Regulatory assets under management

Total Number of Accounts	1,727
AUM (Assets Under Management)	$ 295,354,080

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony W. Christy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

AURA FINANCIAL SERVICES, INC.

AURA ASSET MANAGEMENT, INC.

CAPITAL INVESTMENT GROUP, INC.

W.C. SMITH & COMPANY, INC.

CADARET, GRANT & CO., INC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

CHRISTY CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/17/2000

Series 63

Date: 7/10/1995

Series 7

Date: 8/28/2000

Series 6

Date: 7/10/1995

Current Firm

CHRISTY CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHRISTY CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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