Christopher J. Kelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Joseph Kelly was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1997. Christopher had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2014 - February 12, 2019
AVATAR SECURITIES, LLC
March 7, 2013 - August 8, 2014
QUASAR TRADING, LLC
September 13, 2012 - June 27, 2013
COASTAL TRADE SECURITIES, LLC
November 3, 2011 - September 6, 2012
HOLD BROTHERS CAPITAL LLC
May 28, 2010 - November 3, 2011
TAFFERER TRADING, LLC
March 3, 2003 - May 28, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
November 1, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
February 18, 1997 - August 7, 1998
TAFFERER TRADING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/5/2003
Limited Representative-Equity Trader ExamSeries 62
Date: 2/13/1997
Corporate Securities Limited Representative ExaminationCurrent Firm
AVATAR SECURITIES, LLC
CRD#: 147763 / SEC#: , 8-67932
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVATAR TRADING GROUP, LLC | HOLDING CO. | |
| DEETER, MISHA BODHI | MEMBER | 5132163 |
| BROWSKI, ANDREW CHARLES | CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER | 5778834 |
| HOLLAND, RAYMOND F | CO-MANAGING MEMBER | 5509397 |
| KATHWARI, OMAR FAROOQ | CO-MANAGING MEMBER | 5509343 |
| SLOAN NOWAK, JACQUELINE LEE | FINOP/PRINCIPAL FINANCIAL OFFICER | 2717305 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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