Justin K. Prouty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin Knowles Prouty, who also goes by Justin Knowles Oud, was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 1995. Justin had worked at 5 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2012 - March 7, 2014
CITADEL SECURITIES LLC
January 28, 2003 - July 13, 2012
G1 EXECUTION SERVICES, LLC
August 1, 2001 - November 27, 2002
GMST WORLD MARKETS, INC.
June 5, 1996 - August 7, 2001
RAYMOND JAMES & ASSOCIATES, INC.
June 9, 1995 - June 5, 1996
ROBERT THOMAS SECURITIES, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/18/2000
Limited Representative-Equity Trader ExamCurrent Firm
CITADEL SECURITIES LLC
CRD#: 116797 / SEC#: , 8-53574
Contact information
FINRA licenses (15 States and Territories)
Documents
Disclosures
| Regulatory Event | 75 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
