AW
Andrew J. Wright
WRIGHT WEALTH STRATEGIES
San Luis Obispo, CA 93401
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CRD#: 2609910
AW
Professional summary
Andrew James Wright, who also goes by Drew Wright, is a registered financial advisor currently at WRIGHT WEALTH STRATEGIES, LLC located in San Luis Obispo, California and LPL FINANCIAL LLC located in San Luis Obispo, California.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Andrew has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Drew Wright
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/5/2017 - Andrew J Wright - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/15/2017 - 10 Hours Per Month/1 Hour During Securities Trading. 2. 7/11/2019 - Wright Wealth Strategies, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 07/01/2019 - 40 Hours Per Month/25 Hours During Securities Trading - I provide investment advisory services through Wright Wealth Strategies, LLC, an independent investment advisor firm. I started this business activity in 07/2019. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 07/25/2023 - No Business Name - Investment Related - San Luis Obispo, CA - Start Date 08/01/2023 - 5 Hours Per Month/ 0 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Andrew James Wright's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 11, 2019 - Present
WRIGHT WEALTH STRATEGIES, LLC
Office #1: 408 Higuera Street Suite 120, San Luis Obispo, CA 93401RIA
CRD#: 304289
San Luis Obispo, CA
Current
July 21, 1997 - Present
LPL FINANCIAL LLC
Office #1: 408 Higuera Street Suite 120, San Luis Obispo, CA 93401RIA
BD
CRD#: 6413
San Luis Obispo, CA
Past
June 6, 2016 - August 2, 2019
NWM ADVISORS, LLC
RIA
CRD#: 283714
SAN LUIS OBISPO, CA
Past
July 11, 1995 - August 27, 1996
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 11, 1995 - August 27, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WRIGHT WEALTH STRATEGIES, LLC
WRIGHT WEALTH STRATEGIES, LLC
CRD#: 304289 / SEC#: 801-131932
RIA
Registered Investment Advisory firm - (2/6/2025 Approved)California
Registered Investment Advisory firm - (4/11/2025 Terminated)Louisiana
Registered Investment Advisory firm - (3/12/2025 Terminated)Texas
Registered Investment Advisory firm - (3/12/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/3/2023)
RR
California(7/21/1997)
IAR
California(7/11/2019)
RR
Florida(5/9/2014)
RR
Hawaii(10/24/2017)
RR
Louisiana(10/24/2017)
IAR
Louisiana(7/15/2019)
RR
Massachusetts(5/9/2014)
RR
Michigan(10/24/2017)
RR
Nevada(5/9/2014)
RR
New Mexico(6/18/2021)
RR
Oregon(10/4/2023)
RR
Rhode Island(5/9/2014)
RR
South Carolina(10/24/2017)
IAR
Texas(7/11/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WW
WRIGHT WEALTH STRATEGIES, LLC
WRIGHT WEALTH STRATEGIES, LLC
CRD#: 304289 / SEC#: 801-131932
RIA
Registered Investment Advisory firm - (2/6/2025 Approved)California
Registered Investment Advisory firm - (4/11/2025 Terminated)Louisiana
Registered Investment Advisory firm - (3/12/2025 Terminated)Texas
Registered Investment Advisory firm - (3/12/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
408 Higuera Street Suite 120, San Luis Obispo, CA 93401
Mailing Address
Phone number
(805) 592-1221
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 318 |
| AUM (Assets Under Management) | $ 123,600,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WRIGHT WEALTH STRATEGIES, LLC
CRD#: 304289San Luis Obispo, CA 93401TRUST BUT VERIFY
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