Andrew James Wright
Professional Summary
Andrew James Wright, who also goes by Drew Wright, is a registered financial advisor currently at WRIGHT WEALTH STRATEGIES, LLC located in San Luis Obispo, California and LPL FINANCIAL LLC located in San Luis Obispo, California. Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Andrew has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Drew Wright
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LPL FINANCIAL LLC
Videos & Posts
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LPL FINANCIAL LLC
Contact Information
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LPL FINANCIAL LLC
Disclosures on record.
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LPL FINANCIAL LLC
Years of Experience
31 years registered in the securities industry
Current & Past Employments
Current
Past
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LPL FINANCIAL LLC
Current Firm
WRIGHT WEALTH STRATEGIES, LLC
Contact Information
Main Address
408 Higuera Street Suite 120, San Luis Obispo, CA 93401Phone Number
(805) 592-1221# of Employees
2SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
314AUM (Assets Under Management)
$127,209,000Similar Advisors
LPL FINANCIAL LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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LPL FINANCIAL LLC
Primary Firm SEC Registration
WRIGHT WEALTH STRATEGIES, LLC
State Registrations and Notice Filings
(5/3/2023)
(7/21/1997)
(7/11/2019)
(5/9/2014)
(10/24/2017)
(10/24/2017)
(7/15/2019)
(5/9/2014)
(10/24/2017)
(5/9/2014)
(6/18/2021)
(10/4/2023)
(5/9/2014)
(10/24/2017)
(7/11/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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LPL FINANCIAL LLC
CRS (Client Relationship Summary) - RIA
Click below to view Andrew James Wright's CRS (Customer Relationship Summary).
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LPL FINANCIAL LLC