Brian J. Walfish
Professional summary
Brian Jacob Walfish was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brian is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Brian had worked at 5 firms, which includes WISE CHOICE DISCOUNT BROKERAGE INC., BLACKWELL DONALDSON & COMPANY, LADENBURG CAPITAL MANAGEMENT INC., FIN-ATLANTIC SECURITIES INC., CHURCHILL SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 1997 - May 27, 1998
WISE CHOICE DISCOUNT BROKERAGE, INC.
March 25, 1997 - May 14, 1997
BLACKWELL DONALDSON & COMPANY
August 21, 1996 - December 23, 1996
LADENBURG CAPITAL MANAGEMENT INC.
January 19, 1996 - July 29, 1996
FIN-ATLANTIC SECURITIES, INC.
May 9, 1995 - January 15, 1996
CHURCHILL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WISE CHOICE DISCOUNT BROKERAGE, INC.
CRD#: 39924 / SEC#: , 8-48889
Contact information
Documents
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