Frank J. Bluestein
Professional summary
Frank Julian Bluestein was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Frank is a previously registered financial advisor and started their career in finance in 1995. Prior to being barred, Frank had worked at 5 firms, which includes GUNNALLEN FINANCIAL INC, QUESTAR CAPITAL CORPORATION, OPPENHEIMER & CO. INC., THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, EQUITABLE ADVISORS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2006 - October 2, 2007
GUNNALLEN FINANCIAL, INC
March 31, 2005 - October 16, 2007
GUNNALLEN FINANCIAL, INC
January 31, 2000 - April 1, 2005
QUESTAR CAPITAL CORPORATION
January 11, 1999 - January 31, 2000
OPPENHEIMER & CO. INC.
May 11, 1995 - January 7, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 11, 1995 - January 7, 1999
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
GUNNALLEN FINANCIAL, INC
CRD#: 17609 / SEC#: , 8-35508
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 13 |
Red Flags
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