Denise A. Cerveny
Professional summary
Denise Ann Cerveny is a registered financial professional currently at CHELSEA FINANCIAL SERVICES located in Secaucus, New Jersey.
Denise is registered as a RR (Registered Representative) and started their career in finance in 1999. Denise has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Denise Ann Cerveny's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2015 - Present
CHELSEA FINANCIAL SERVICES
February 26, 2013 - June 17, 2015
REGAL SECURITIES, INC.
October 11, 2006 - June 3, 2013
LANDMARK INVESTMENT GROUP, INC
July 15, 2004 - November 1, 2006
ESSEX & YORK, INC.
July 12, 2002 - July 21, 2004
DELTA ASSET MANAGEMENT COMPANY, LLC
December 19, 2000 - July 2, 2002
HORNBLOWER & WEEKS, INC.
May 10, 2000 - December 20, 2000
THE REGENCY GROUP, INC.
April 19, 1999 - May 10, 2000
R.D. WHITE & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/30/2015)
(6/15/2015)
(6/15/2015)
(6/15/2015)
(6/16/2015)
(6/15/2015)
(6/15/2015)
(6/15/2015)
(6/15/2015)
(6/15/2015)
(6/23/2015)
(6/15/2015)
(6/16/2015)
(6/15/2015)
(7/2/2015)
(11/13/2025)
(6/15/2015)
(6/15/2015)
(6/15/2015)
(6/15/2015)
(6/15/2015)
(6/15/2015)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/1/2003
Limited Representative-Equity Trader ExamFINRA
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
