Robert L. Baltzell

RLB FINANCIAL

SPRINGFIELD, MO 65807

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CRD#: 2609079

Professional summary

Robert Lee Baltzell SR., who also goes by Robert Lee Baltzell Sr, Robert Baltzell, is a registered financial advisor currently at RLB FINANCIAL located in Springfield, Missouri.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Robert has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Lee Baltzell Sr | Robert Baltzell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RLB & ASSOCIATES; INVESTMENT-RELATED; 2832 INGRAM MILL ROAD SUITE 104, SPRINGFIELD, MO 6580; INSURANCE SERVICES; PRESIDENT; START DATE: 01/11/06; WORKS ABOUT 2 TO 3 HOURS PER WEEK; ACCOUNTS FOR ABOUT 10% OF INCOME

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Lee Baltzell SR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2014 - Present

RLB FINANCIAL

Office #1: 2530 S. Campbell Suite I, #130, Springfield, MO 65807

RIA

CRD#: 151778

SPRINGFIELD, MO

Past

October 8, 2009 - December 31, 2014

RLB FINANCIAL

RIA

CRD#: 151778

SPRINGFIELD, MO

Past

June 1, 2009 - July 22, 2009

ENVISION INVESTMENT ADVISORS, LLC

RIA

CRD#: 143667

SPRINGFIELD, MO

Past

July 10, 2008 - February 13, 2009

REDHAWK WEALTH ADVISORS, INC.

RIA

CRD#: 146616

SPRINGFIELD, MO

Past

February 11, 2008 - June 30, 2008

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

SPRINGFIELD, MO

Past

December 21, 2007 - June 30, 2008

INTEGRITY ALLIANCE, LLC.

CRD#: 139627

SPRINGFIELD, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RLB FINANCIAL

RLB FINANCIAL | RLB FINANCIAL LLC

CRD#: 151778 / SEC#: 801-128918

RIA

Registered Investment Advisory firm - (10/19/2023 Approved)

California

Registered Investment Advisory firm - (2/2/2024 Terminated)

Illinois

Registered Investment Advisory firm - (1/3/2024 Terminated)

Missouri

Registered Investment Advisory firm - (1/3/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(6/9/2015)

IAR

Texas
(10/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/8/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/20/2007

General Securities Representative Examination

Current Firm

RLB FINANCIAL

RLB FINANCIAL | RLB FINANCIAL LLC

CRD#: 151778 / SEC#: 801-128918

RIA

Registered Investment Advisory firm - (10/19/2023 Approved)

California

Registered Investment Advisory firm - (2/2/2024 Terminated)

Illinois

Registered Investment Advisory firm - (1/3/2024 Terminated)

Missouri

Registered Investment Advisory firm - (1/3/2024 Terminated)

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Contact information

Main Address

2530 S. Campbell Suite I, #130, Springfield, MO 65807

Mailing Address

Phone number

(866) 686-8097

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RLB ADV2A/2B SEC (10/3/2025)

Regulatory assets under management

Total Number of Accounts	604
AUM (Assets Under Management)	$ 172,133,809

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert L. Baltzell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Lee Baltzell SR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

RLB FINANCIAL

RLB FINANCIAL

ENVISION INVESTMENT ADVISORS, LLC

REDHAWK WEALTH ADVISORS, INC.

INTEGRITY ALLIANCE, LLC.

INTEGRITY ALLIANCE, LLC.

Primary Firm SEC Registration

RLB FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 2/8/2008

Series 7

Date: 12/20/2007

Current Firm

RLB FINANCIAL

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RLB FINANCIAL

TRUST BUT VERIFY

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