Leon J. Gross
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leon J Gross, who also goes by Leon Gross, was a registered financial professional .
Leon is a previously registered financial professional and started their career in finance in 1995. Leon had worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 57, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2023 - June 18, 2024
MAGEN FINANCIAL LLC
February 12, 2019 - February 1, 2023
ELEVATION, LLC
August 7, 2017 - April 13, 2018
WALLEYE TRADING LLC
November 29, 1997 - March 12, 2009
CITIGROUP GLOBAL MARKETS INC.
April 18, 1995 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/30/2019
General Securities Representative ExaminationCurrent Firm
MAGEN FINANCIAL LLC
CRD#: 305174 / SEC#: , 8-70397
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
