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Jason Todd Ash

CRD# 2608941·Registered 1995 - 1999
Barred: Jason Todd Ash was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Jason Todd Ash was a registered financial advisor. Jason was a previously registered financial professional and started their career in finance 1995 - 1999. Jason had worked at 4 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
February 26, 1999 - May 21, 1999
FOSTER JEFFRIES SECURITIES, LLC·CRD# 30144
BD
Westbury, NY
April 29, 1996 - June 29, 1998
KENSINGTON WELLS INCORPORATED·CRD# 30570
BD
January 14, 1996 - February 29, 1996
STRATTON OAKMONT INC.·CRD# 18692
BD
Lake Success, NY
June 28, 1995 - August 9, 1995

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Current Firm

CB
CONTINENTAL BROKER-DEALER CORP.

ACTIVE TRADING NETWORK | OPTION TRADING NETWORK | GLOBAL FINANCIAL NETWORK | CONTINENTAL BROKER-DEALER CORP. | CONTINENTAL BROKER DEALER CORP.

CRD#: 14048 / SEC#: 8-43159
BD
Terminated by SEC on 04/09/2004

Contact Information

Established

New York since 10/26/1982

Firm Type

Corporation

Fiscal Year End

October

Documents

Direct owners and executive officers

NamePositionCRD#
GREGORY M HASHO VOTING TRUSTGREGORY M HASHO VOTING TRUST—
CHANDY, LIZY ELIZABETHASSISTANT DIRECTOR OF COMPLIANCE / CROP / SROP—
HASHO, GREGORY MUMTAZSOLE BENEFICIARY OF THE GREGORY M. HASHO VOTING TRUST DATED 11/21/1995—

Disclosures

Regulatory Event

12

Arbitration

15

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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