John T. Dempsey

BARRINGTON ASSET MANAGEMENT

CHICAGO, IL 60601

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CRD#: 2608927

Professional summary

John Thomas Dempsey, who also goes by John Dempsey, Nick Dempsey, is a registered financial advisor currently at BARRINGTON ASSET MANAGEMENT, INC. located in Chicago, Illinois.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. John has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Dempsey | Nick Dempsey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Thomas Dempsey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 9, 1997 - Present

BARRINGTON ASSET MANAGEMENT, INC.

Office #1: 161 N. Clark Street, Suite 2950, Chicago, IL 60601

RIA

CRD#: 113740

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(12/9/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/3/1995

Uniform Investment Adviser Law Examination

Current Firm

BARRINGTON ASSET MANAGEMENT, INC.

CRD#: 113740 / SEC#: 801-62938

RIA

Registered Investment Advisory firm - (10/22/2012 Terminated)

Georgia

Registered Investment Advisory firm - (3/7/2012 Approved)

Illinois

Registered Investment Advisory firm - (1/24/2012 Approved)

Michigan

Registered Investment Advisory firm - (12/19/2003 Terminated)

Texas

Registered Investment Advisory firm - (12/19/2003 Terminated)

Wisconsin

Registered Investment Advisory firm - (12/31/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

161 North Clark St., Suite 2950, Chicago, IL 60601

Mailing Address

Phone number

(312) 634-6363

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	50
AUM (Assets Under Management)	$ 62,012,187

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John T. Dempsey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Thomas Dempsey's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARRINGTON ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/3/1995

Current Firm

BARRINGTON ASSET MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BARRINGTON ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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