John M. Kimbrell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Michael Kimbrell, who also goes by J. Michael Kimbrell, John M Kimbrell, Michael Kimbrell, Mike Kimbrell, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1995. John had worked at 12 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31, Series 7, Series 6, Series 24, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2015 - December 9, 2016
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
April 22, 2014 - August 4, 2014
BRAVER STERN SECURITIES LLC
February 18, 2014 - April 23, 2014
LIBERTY GROUP, LLC
April 24, 2013 - January 21, 2014
S.G. LONG & COMPANY
October 13, 2010 - September 1, 2011
MONEY CONCEPTS CAPITAL CORP
October 13, 2010 - September 1, 2011
MONEY CONCEPTS CAPITAL CORP
July 5, 2007 - February 26, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
May 23, 2007 - February 26, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
February 23, 2005 - May 24, 2007
FIRST MIDAMERICA INVESTMENT CORPORATION
October 20, 2004 - November 2, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - November 2, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 5, 2003 - October 20, 2004
QUICK & REILLY, INC.
December 19, 2000 - October 20, 2004
QUICK & REILLY, INC.
October 4, 2000 - December 19, 2000
CHARLES SCHWAB & CO., INC.
January 30, 1998 - March 21, 2000
MORGAN STANLEY DW INC.
May 12, 1995 - January 22, 1998
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
CRD#: 41282 / SEC#: , 8-49352
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HALPERT, JEFFREY ROSS | CEO | 2072459 |
| HALPERT, JEFFREY ROSS | PRESIDENT | 2072459 |
| HYNES, EDWARD JAMES JR | MEMBER | 1058397 |
| PASCULLI, ANTHONY GREGORY | MEMBER | 2238324 |
| CHIECO, DAVID ANTHONY | MEMBER | 1563513 |
| FEINSTEIN, GEOFF IRA | MEMBER | 2259310 |
| ALMERINI, LOUIS ACHILLE | FINOP | 1605183 |
| COLARUSSO, GINNY | CCO | 4221362 |
| GARBUS, STEVEN DAVID | MEMBER | 1268525 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
