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AQ

Angel R. Quinones

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CRD#: 2608621
AQ

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Angel Rafael Quinones was a registered financial professional .

Angel is a previously registered financial professional and started their career in finance in 2000. Angel had worked at 12 firms and has passed the Series 63 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 28, 2008 - July 8, 2008

ITRADEDIRECT.COM CORP

BD
CRD#: 18281
BOCA RATON, FL
Past

August 27, 2007 - October 15, 2007

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
MIRAMAR, FL
Past

April 3, 2006 - May 24, 2006

WESTPARK CAPITAL, INC.

BD
CRD#: 39914
LOS ANGELES, CA
Past

February 24, 2005 - August 8, 2005

ITRADEDIRECT.COM CORP

BD
CRD#: 18281
BOCA RATON, FL
Past

July 27, 2004 - March 21, 2005

WESTPARK CAPITAL, INC.

BD
CRD#: 39914
LOS ANGELES, CA
Past

May 15, 2002 - September 30, 2003

THE CAMELOT GROUP, INC.

BD
CRD#: 31091
FT LAUDERDALE, FL
Past

December 21, 2001 - March 19, 2002

EKN FINANCIAL SERVICES INC.

BD
CRD#: 113525
MELVILLE, NY
Past

November 28, 2001 - December 21, 2001

EHRENKRANTZ KING NUSSBAUM

BD
CRD#: 31140
NEW YORK, NY
Past

August 8, 2001 - December 4, 2001

KSH INVESTMENT GROUP, INC.

BD
CRD#: 41817
GREAT NECK, NY
Past

April 13, 2001 - August 6, 2001

ADOLPH KOMORSKY INVESTMENTS

BD
CRD#: 30838
TARRYTOWN, NY
Past

March 20, 2001 - March 28, 2001

GRAYSON FINANCIAL LLC

BD
CRD#: 11764
RED BANK, NJ
Past

January 10, 2001 - March 23, 2001

HARRISON SECURITIES, INC.

BD
CRD#: 14103
PORT WASHINGTON, NY
Past

October 27, 2000 - January 17, 2001

VALLEY FORGE SECURITIES, INC .

BD
CRD#: 20892
ROSEMONT, PA
Past

May 8, 2000 - November 7, 2000

TARPON SCURRY INVESTMENTS, INC.

BD
CRD#: 34635
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 5/22/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


IC
ITRADEDIRECT.COM CORP
ERIC D. ARLT | SALEM SECURITIES CORPORATION | ITRADEDIRECT.COM CORPRORATION | ITRADEDIRECT.COM CORPORATION | ITRADEDIRECT.COM CORP. | ITRADEDIRECT.COM CORP | ITRADE DIRECT.COM CORPORATION | ITRADE DIRECT.COM

CRD#: 18281 / SEC#: , 8-36398

BD
Terminated by SEC on 07/27/2010
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Contact information


Main Address
Mailing Address
Phone number
Established
North Carolina since 07/07/1986
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
ITRADENOW.COMCORP.OWNER
ARLT, ERIC DAVIDPRESIDENT / CEO / CCO2306499
NOVACK, RICHARD CLARENCEFINOP1041888

Disclosures


Regulatory Event13
Arbitration3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ITRADEDIRECT.COM CORP

CRD#: 18281

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