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Angel Rafael Quinones

CRD# 2608621·Registered 2000 - 2008
Previously Registered: Being a previously registered professional could mean that Angel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Angel Rafael Quinones was a registered financial advisor. Angel was a previously registered financial professional and started their career in finance 2000 - 2008. Angel had worked at 12 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

ITRADEDIRECT.COM CORP·CRD# 18281
BD
Boca Raton, FL
February 28, 2008 - July 8, 2008
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
Miramar, FL
August 27, 2007 - October 15, 2007
WESTPARK CAPITAL, INC.·CRD# 39914
BD
Los Angeles, CA
April 3, 2006 - May 24, 2006
ITRADEDIRECT.COM CORP·CRD# 18281
BD
Boca Raton, FL
February 24, 2005 - August 8, 2005
WESTPARK CAPITAL, INC.·CRD# 39914
BD
Los Angeles, CA
July 27, 2004 - March 21, 2005
THE CAMELOT GROUP, INC.·CRD# 31091
BD
Ft Lauderdale, FL
May 15, 2002 - September 30, 2003
EKN FINANCIAL SERVICES INC.·CRD# 113525
BD
Melville, NY
December 21, 2001 - March 19, 2002
EHRENKRANTZ KING NUSSBAUM·CRD# 31140
BD
New York, NY
November 28, 2001 - December 21, 2001
KSH INVESTMENT GROUP, INC.·CRD# 41817
BD
Great Neck, NY
August 8, 2001 - December 4, 2001
ADOLPH KOMORSKY INVESTMENTS·CRD# 30838
BD
Tarrytown, NY
April 13, 2001 - August 6, 2001
GRAYSON FINANCIAL LLC·CRD# 11764
BD
Red Bank, NJ
March 20, 2001 - March 28, 2001
HARRISON SECURITIES, INC.·CRD# 14103
BD
Port Washington, NY
January 10, 2001 - March 23, 2001
VALLEY FORGE SECURITIES, INC .·CRD# 20892
BD
Rosemont, PA
October 27, 2000 - January 17, 2001
TARPON SCURRY INVESTMENTS, INC.·CRD# 34635
BD
New York, NY
May 8, 2000 - November 7, 2000

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Current Firm

IC
ITRADEDIRECT.COM CORP

ERIC D. ARLT | SALEM SECURITIES CORPORATION | ITRADEDIRECT.COM CORPRORATION | ITRADEDIRECT.COM CORPORATION | ITRADEDIRECT.COM CORP. | ITRADEDIRECT.COM CORP | ITRADE DIRECT.COM CORPORATION | ITRADE DIRECT.COM

CRD#: 18281 / SEC#: 8-36398
BD
Terminated by SEC on 07/27/2010

Contact Information

Established

North Carolina since 07/07/1986

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
ITRADENOW.COMCORP.OWNER—
ARLT, ERIC DAVIDPRESIDENT / CEO / CCO2306499
NOVACK, RICHARD CLARENCEFINOP1041888

Disclosures

Regulatory Event

13

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2000About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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