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MW

Marc Wright

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CRD#: 2608518
MW

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Marc Wright was a registered financial professional .

Marc is a previously registered financial professional and started their career in finance in 1995. Marc had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 20, 2013 - February 12, 2016

TALENTED TENTH INVESTMENTS INC.

BD
CRD#: 30863
NEW YORK, NY
Past

May 31, 2011 - January 3, 2012

CION SECURITIES, LLC

BD
CRD#: 15487
NEW YORK, NY
Past

February 23, 2010 - April 21, 2011

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
NEW YORK, NY
Past

February 23, 2010 - April 21, 2011

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
NEW YORK, NY
Past

June 12, 2003 - March 2, 2010

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
NEW YORK, NY
Past

March 17, 2003 - March 2, 2010

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

April 26, 1995 - July 19, 1995

AMERICORP SECURITIES, INC.

BD
CRD#: 30405
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/4/2003
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


TT
TALENTED TENTH INVESTMENTS INC.
BANKS CARLTON L | TALENTED TENTH INVESTMENTS INC. | GLOBAL FINANCIAL NETWORK

CRD#: 30863 / SEC#: , 8-47280

BD
Terminated by SEC on 04/25/2016
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 04/27/1993
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
BANKS, CARLTON LUTHERPRESIDENT, CHIEF COMOPLIANCE OFFICER1477464

Disclosures


Regulatory Event5

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TALENTED TENTH INVESTMENTS INC.

CRD#: 30863

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