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Marc Wright

CRD# 2608518·Registered 1995 - 2016
Previously Registered: Being a previously registered professional could mean that Marc is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Marc Wright was a registered financial advisor. Marc was a previously registered financial professional and started their career in finance 1995 - 2016. Marc had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

TALENTED TENTH INVESTMENTS INC.·CRD# 30863
BD
New York, NY
December 20, 2013 - February 12, 2016
CION SECURITIES, LLC·CRD# 15487
BD
New York, NY
May 31, 2011 - January 3, 2012
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
New York, NY
February 23, 2010 - April 21, 2011
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
New York, NY
February 23, 2010 - April 21, 2011
EQUITABLE ADVISORS, LLC·CRD# 6627
RIA
New York, NY
June 12, 2003 - March 2, 2010
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
March 17, 2003 - March 2, 2010
AMERICORP SECURITIES, INC.·CRD# 30405
BD
New York, NY
April 26, 1995 - July 19, 1995

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Current Firm

TT
TALENTED TENTH INVESTMENTS INC.

BANKS CARLTON L | TALENTED TENTH INVESTMENTS INC. | GLOBAL FINANCIAL NETWORK

CRD#: 30863 / SEC#: 8-47280
BD
Terminated by SEC on 04/25/2016

Contact Information

Established

New York since 04/27/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BANKS, CARLTON LUTHERPRESIDENT, CHIEF COMOPLIANCE OFFICER1477464

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2003About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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