Mark T. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Todd Murphy, who also goes by Mark Murphy, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1995. Mark had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2025 - March 6, 2026
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
November 9, 2022 - January 3, 2024
DWS DISTRIBUTORS, INC.
May 26, 2022 - October 19, 2022
SAYBRUS EQUITY SERVICES, LLC
April 5, 2018 - June 8, 2021
FARMERS FINANCIAL SOLUTIONS, LLC
December 18, 2007 - September 14, 2017
TRANSAMERICA CAPITAL, LLC
July 1, 2003 - December 4, 2007
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - December 4, 2007
WELLS FARGO CLEARING SERVICES, LLC
March 27, 1998 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
June 26, 1995 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
CRD#: 1254 / SEC#: 801-67179, 8-2915
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 2,712 |
| AUM (Assets Under Management) | $ 990,880,713 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
