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Mark Todd Murphy

PATRICK CAPITAL MARKETS
Irvine, CA
·CRD# 2608298·31 years experience

Professional Summary

Mark Todd Murphy, who also goes by Mark Murphy, is a registered financial advisor currently at PATRICK CAPITAL MARKETS, LLC located in Irvine, California. Mark is registered as a RR (Registered Representative) and started their career in finance in 1995. Mark has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark Murphy

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

PATRICK CAPITAL MARKETS, LLC·CRD# 16518
BD
Irvine, CA
May 18, 2026 - Present
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC·CRD# 1254
BD
Walnut Creek, CA
September 25, 2025 - March 6, 2026
DWS DISTRIBUTORS, INC.·CRD# 37306
BD
Chicago, IL
November 9, 2022 - January 3, 2024
SAYBRUS EQUITY SERVICES, LLC·CRD# 153319
BD
Hartford, CT
May 26, 2022 - October 19, 2022
FARMERS FINANCIAL SOLUTIONS, LLC·CRD# 103863
BD
Danville, CA
April 5, 2018 - June 8, 2021
TRANSAMERICA CAPITAL, LLC·CRD# 8217
BD
Denver, CO
December 18, 2007 - September 14, 2017
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Walnut Creek, CA
July 1, 2003 - December 4, 2007
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Walnut Creek, CA
July 1, 2003 - December 4, 2007
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
RIA
Walnut Creek, CA
March 27, 1998 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
June 26, 1995 - July 1, 2003

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Current Firm

PC
PATRICK CAPITAL MARKETS, LLC

PATRICK CAPITAL MARKETS | PATRICK FINANCIAL CORPORATION | PATRICK CAPITAL MARKETS, LLC

CRD#: 16518 / SEC#: 8-34099
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

11152 South Towne Square, St Louis, MO 63123

Mailing Address

11152 South Towne Square, St. Louis, MO 63123

Phone Number

(314) 528-3000

Established

Missouri since 06/16/2008

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SAXONY FINANCIAL HOLDINGS, LLC.SOLE OWNER/ MEMBER—
KLUMP, RYAN CHRISTOPHERCHIEF EXECUTIVE OFFICER4762698
MATARAZZI, NATHAN DOMENICOFINOP, POO, AND PFO4827090
MITCHELL, JARAD BYRAMPRESIDENT4811305
WEBSTER, TERRANCE MICHAELCHIEF COMPLIANCE OFFICER6826889

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(5/18/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1995About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mark Todd Murphy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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