CL
Corbett M. Laduke
TRAJAN WEALTH, L.L.C.
Scottsdale, AZ 85255
Some features on this profile are disabled
CRD#: 2607935
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Professional summary
Corbett Michael Laduke, CFP® is a registered financial advisor currently at TRAJAN WEALTH, L.L.C. located in Scottsdale, Arizona.
Corbett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Corbett has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 3/15/2002, LADUKE ENTERPRISES LLP, PARTNER, REAL ESTATE/RENTAL PROPERTIES, COORDINATING SUB-CONTRACTORS ON HOME DEVELOPMENTS. GRAND JUNCTION, CO. NOT INVESTMENT RELATED LESS THAN 20 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS; INSURANCE SALES; INVESTMENT-RELATED; INSURANCE AGENT; APPROXIMATELY 40 HRS/DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS.
CRS (Client Relationship Summary) - RIA
Click below to view Corbett Michael Laduke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
July 12, 2016 - Present
TRAJAN WEALTH, L.L.C.
Office #1: 18700 North Hayden Road Suite 470, Scottsdale, AZ 85255RIA
CRD#: 158847
Scottsdale, AZ
Past
May 5, 2008 - March 10, 2016
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
PHOENIX, AZ
Past
September 29, 1995 - March 10, 2016
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TRAJAN WEALTH, L.L.C.
TRAJAN WEALTH, L.L.C. | VALLEY FINANCIAL WEALTH MANAGEMENT, L.L.C.
CRD#: 158847 / SEC#: 801-100392
RIA
Registered Investment Advisory firm - (6/29/2015 Approved)California
Registered Investment Advisory firm - (5/25/2016 Terminated)Colorado
Registered Investment Advisory firm - (4/28/2016 Terminated)Texas
Registered Investment Advisory firm - (11/14/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(7/12/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 11/8/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TW
TRAJAN WEALTH, L.L.C.
TRAJAN WEALTH, L.L.C. | VALLEY FINANCIAL WEALTH MANAGEMENT, L.L.C.
CRD#: 158847 / SEC#: 801-100392
RIA
Registered Investment Advisory firm - (6/29/2015 Approved)California
Registered Investment Advisory firm - (5/25/2016 Terminated)Colorado
Registered Investment Advisory firm - (4/28/2016 Terminated)Texas
Registered Investment Advisory firm - (11/14/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
18700 North Hayden Road Suite 470, Scottsdale, AZ 85255
Mailing Address
Phone number
(480) 990-3300
Established
Firm type
Fiscal year end
# of Employees
125
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,595 |
| AUM (Assets Under Management) | $ 1,969,683,196 |
Red Flags
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