Chunmeng Li
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chunmeng Li, who also goes by Jack C Ki, Jack C Li, Jack Li, was a registered financial professional .
Chunmeng is a previously registered financial professional and started their career in finance in 1995. Chunmeng had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2018 - January 11, 2021
TD AMERITRADE, INC.
February 26, 2018 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - January 11, 2021
TD AMERITRADE, INC.
September 11, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
April 23, 2003 - February 26, 2018
SCOTTRADE, INC.
April 26, 2001 - October 16, 2001
WHITE PACIFIC SECURITIES, INC.
February 18, 2000 - April 9, 2001
ASI INVESTMENTS, INC.
December 20, 1999 - November 3, 2000
STOCK USA, INC.
November 30, 1998 - February 25, 1999
BESTRADE INC.
January 31, 1997 - September 30, 1997
STOCKWALK.COM, INC.
May 2, 1995 - August 1, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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