Michael A. Watson
Professional summary
Michael Anthony Watson is a registered financial professional currently at ICE SECURITIES EXECUTION & CLEARING, LLC located in New York, New York and ICE BONDS SECURITIES CORPORATION located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 5 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Anthony Watson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 25, 2020 - Present
ICE SECURITIES EXECUTION & CLEARING, LLC
Office #1: 1345 6th Avenue 8th Floor, New York, NY 10105March 25, 2020 - Present
ICE BONDS SECURITIES CORPORATION
Office #1: 1345 Avenue Of The Americas 8th Floor, New York, NY 10105March 27, 2020 - June 3, 2020
TMC BONDS L.L.C.
September 28, 2018 - January 24, 2019
CURVATURE SECURITIES LLC
September 6, 2002 - March 19, 2018
COWEN EXECUTION SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ICE BONDS SECURITIES CORPORATION
CRD#: 123635 / SEC#: , 8-65601
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDITTRADE INC. | SHAREHOLDER | |
| BORSTELMANN, PETER L | PRESIDENT/DIRECTOR | 4825965 |
| EILEN, JEFFREY PHILIP | CHIEF COMPLIANCE OFFICER | 6149705 |
| FICARRA, THOMAS JOSEPH | DIRECTOR | 5502295 |
| LANSING, RYAN WILLIAM | DIRECTOR | 5408916 |
| MCKISSICK, JOHN JOSEPH | PRINCIPAL OPERATIONS OFFICER | 4939416 |
| THOMASSON, SEAN JOSEPH | FINANCIAL PRINCIPAL | 5124423 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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