Jeffrey S. Matchett

OSAIC WEALTH

MENTOR, OH 44060

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CRD#: 2607666

Professional summary

Jeffrey Shawn Matchett is a registered financial advisor currently at OSAIC WEALTH, INC. located in Mentor, Ohio.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Jeffrey has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SAA POSITION: Wealth Advisor NATURE: Provide advisory to clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/06/2022 ADDRESS: 7402 Center Street, Mentor OH 44060, United States DESCRIPTION: Provide advisory to clients. WEALTH MANAGEMENT VIA BANK TRUST DEPARTMENT POSITION: Wealth Manager/Consultant NATURE: Wealth Management Services via ERIEBANK- a division of CNB Bank - providing wealth management and financial planning services in coordination with Firm's Trust Dept. These services are separate from relationship with Securities America, Inc as a Registered Representative INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/12/2023 ADDRESS: 7402 Center Street, MENTOR OH 44060, United States DESCRIPTION: Provide Wealth Management and financial planning services via Bank's Trust Department. CNB BANK POSITION: Sales NATURE: CNB Bank is a Corporation - CNB Insurance is our Bank's wholly owned Insurance Agency. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/06/2022 ADDRESS: 1 South Second Street, Clearfield PA 16830, United States DESCRIPTION: I am a Financial Advisor for our bank through OSAIC Wealth. I also provide sales of our Bank's Trust Products through it's Trust Department. CNB INSURANCE AGENCY INC. POSITION: Sales NATURE: CNB Bank is a Corporation - CNB Insurance is our Bank's wholly owned Insurance Agency. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/01/2024 ADDRESS: 1 South Second Street, Clearfield PA 16830, United States DESCRIPTION: I am a Financial Advisor for our bank through OSAIC Wealth. CNB Insurance is our Bank's subsidiary to hold the Insurance License of our Insurance Licensed Bank Employees. Through CNB Insurance we sell Fixed Annuities to our bank customers through our NDIP program. Something similar for CNB Bank mentioning selling Trust products through the Trust Department.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Shawn Matchett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Shawn Matchett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 3, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 7402 Center Street, Mentor, OH 44060

RIA

CRD#: 23131

MENTOR, OH

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 7402 Center Street, Mentor, OH 44060

RIA

CRD#: 23131

MENTOR, OH

Past

December 14, 2022 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

MENTOR, OH

Past

February 1, 2006 - October 25, 2022

KEY INVESTMENT SERVICES LLC

RIA

CRD#: 136300

MENTOR, OH

Past

January 31, 2006 - October 25, 2022

KEY INVESTMENT SERVICES LLC

CRD#: 136300

MENTOR, OH

Past

July 6, 2005 - December 14, 2005

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

WILLOUGHBY HILLS, OH

Past

July 6, 2005 - December 14, 2005

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

WILLOUGHBY HILLS, OH

Past

August 17, 2000 - July 6, 2005

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

WILLOUGHBY HILLS, OH

Past

December 9, 1996 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

May 24, 1995 - June 18, 1996

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/14/2024)

New York
(6/14/2024)

Ohio
(6/14/2024)

IAR

Ohio
(10/3/2024)

Pennsylvania
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/5/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/9/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/23/1995

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey S. Matchett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Shawn Matchett's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Shawn Matchett's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA, INC.

KEY INVESTMENT SERVICES LLC

KEY INVESTMENT SERVICES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/5/1995

Series 63

Date: 6/9/1995

SIE

Date: 10/1/2018

Series 7

Date: 5/23/1995

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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