Harold G. Buchanan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold Gene Buchanan II, who also goes by Harold Gene Buchanan, was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 1995. Harold had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2006 - April 25, 2015
CE2 CAPITAL PARTNERS LLC
April 13, 1995 - January 14, 1999
ECT SECURITIES LIMITED PARTNERSHIP
State Registrations and Notice Filings
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Exams
Current Firm
CE2 CAPITAL PARTNERS LLC
CRD#: 138335 / SEC#:
Contact information
Red Flags
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