Andrew R. Reiser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Robert Reiser, who also goes by Andy Reiser, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1995. Andrew had worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2017 - December 18, 2024
PLURIS CAPITAL GROUP, INC.
June 11, 2013 - April 29, 2015
PIN FINANCIAL, LLC
May 16, 2008 - May 25, 2011
PIN FINANCIAL, LLC
February 2, 2006 - March 14, 2006
AEGIS CAPITAL CORP.
January 6, 2005 - October 5, 2005
KIRLIN SECURITIES INC.
November 12, 2002 - June 16, 2003
RODMAN & RENSHAW, LLC
May 11, 1995 - September 6, 2002
DONALD & CO. SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
PLURIS CAPITAL GROUP, INC.
CRD#: 30811 / SEC#: , 8-45179
Contact information
FINRA licenses (6 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MJS CAPITAL ACQUISTION PARTNERS, LLC | 100% SHAREHOLDER | |
| FLETCHER, JOHN | CEO/CCO/COO/FINANCIAL AND OPERATIONS PRINCIPAL | 2750926 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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