Jeffrey L. Chance
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Lynn Chance, who also goes by Jeffrey L Chance, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1995. Jeffrey had worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2012 - February 12, 2014
ALLSTATE FINANCIAL ADVISORS, LLC
October 25, 2012 - February 12, 2014
ALLSTATE FINANCIAL SERVICES, LLC
March 2, 2011 - October 7, 2011
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 28, 2011 - October 7, 2011
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
October 1, 2010 - March 1, 2011
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
June 1, 2010 - March 1, 2011
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
February 20, 2009 - March 31, 2010
EQUITABLE ADVISORS, LLC
February 13, 2009 - March 31, 2010
EQUITABLE ADVISORS, LLC
December 19, 1997 - November 2, 1998
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 26, 1995 - December 31, 1995
MARINER FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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