Ramonito S. Dimaculangan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ramonito Samson Dimaculangan, who also goes by Monito Dimaculangan, Monitz Dimaculangan, Rom Dimaculangan, was a registered financial professional .
Ramonito is a previously registered financial professional and started their career in finance in 1995. Ramonito had worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2013 - June 7, 2013
MORGAN STANLEY
April 5, 2013 - June 7, 2013
MORGAN STANLEY
September 17, 2012 - December 12, 2012
FARMERS FINANCIAL SOLUTIONS, LLC
June 21, 2011 - July 19, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 21, 2011 - July 19, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 15, 2010 - May 26, 2011
CHURCHILL MANAGEMENT GROUP
June 2, 2010 - December 14, 2010
STIFEL, NICOLAUS & COMPANY, INCORPORATED
June 1, 2010 - December 14, 2010
STIFEL, NICOLAUS & COMPANY, INCORPORATED
June 1, 2009 - June 23, 2010
MORGAN STANLEY
June 1, 2009 - June 23, 2010
MORGAN STANLEY
June 10, 2004 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
June 10, 2004 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 20, 2000 - May 21, 2004
WAMU INVESTMENTS, INC.
June 26, 1998 - October 16, 1998
SIGNATOR INVESTORS, INC.
October 20, 1997 - December 15, 1997
CAL FED INVESTMENTS
February 21, 1996 - September 24, 1997
CITIGROUP GLOBAL MARKETS INC.
November 15, 1995 - February 2, 1996
WELLS FARGO CLEARING SERVICES, LLC
April 13, 1995 - September 7, 1995
INVESTORS ASSOCIATES, INC.
Primary Firm SEC Registration
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| CROWE, JOHN WILLIAM | CHIEF FINANCIAL OFFICER | 5475007 |
| FINN, JED | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5658048 |
| FLETCHER, PATRICIA KAY | TEXAS DESIGNATED PRINCIPAL | 1202060 |
| GALASSO, DAVID ANTHONY | PRINCIPAL OPERATIONS OFFICER | 1926502 |
| GIVENS, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER (BD ONLY) | 2790454 |
| HANSEN, TIMOTHY GERARD | CHIEF COMPLIANCE OFFICER (IA ONLY ) | 4956475 |
| HENNESSY, MICHAEL S | DIRECTOR | 1988660 |
| JANOVER, JAMES TROY | DIRECTOR | 2818307 |
| TURNER, CHAD EDWARD | DIRECTOR | 6009808 |
Regulatory assets under management
| Total Number of Accounts | 2,539,760 |
| AUM (Assets Under Management) | $ 1,650,015,946,338 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 115 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 07/23/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
