Kurt E. Swanson
Professional summary
Kurt Edward Swanson, who also goes by Kurt E Swanson, is a registered financial advisor currently at THE SWANSON FINANCIAL GROUP located in San Diego, California.
Kurt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Kurt has worked at 5 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kurt Edward Swanson's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 29, 2012 - Present
THE SWANSON FINANCIAL GROUP
May 25, 2004 - August 2, 2012
LPL FINANCIAL LLC
May 24, 2004 - August 2, 2012
LPL FINANCIAL LLC
October 24, 2000 - May 26, 2004
WS GRIFFITH SECURITIES, INC.
October 22, 1996 - May 26, 2004
WS GRIFFITH SECURITIES, INC.
January 18, 1996 - August 30, 1996
SIGNATOR INVESTORS, INC.
April 19, 1995 - September 5, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
April 19, 1995 - September 5, 1995
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/29/2012)
Exams
Current Firm
THE SWANSON FINANCIAL GROUP
CRD#: 164869 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 74 |
| AUM (Assets Under Management) | $ 30,000,866 |
Red Flags
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