Ronald V. Johnston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Vernon Johnston was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1969. Ronald had worked at 26 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 1, Series 4, Series 40 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2017 - December 20, 2019
SUNSTREET SECURITIES, LLC
November 9, 2012 - January 9, 2017
WILLOW COVE INVESTMENT GROUP, INC.
January 4, 2008 - March 14, 2013
R.W. TOWT & ASSOCIATES
July 18, 2006 - September 18, 2007
COINBASE CAPITAL MARKETS CORP
December 1, 2001 - October 27, 2003
SOURCE CAPITAL GROUP, INC.
August 9, 2000 - December 1, 2001
MERIT CAPITAL ASSOCIATES, INC.
May 27, 1999 - August 7, 2000
INTERFIRST CAPITAL CORPORATION
October 27, 1998 - May 19, 1999
AMERICAN INVESTMENT SERVICES, INC.
September 12, 1997 - October 6, 1998
FIRST LIBERTY INVESTMENT GROUP, INC.
November 7, 1996 - September 2, 1997
NATIONAL SECURITIES CORPORATION
January 17, 1996 - November 7, 1996
FIRST ALLIED SECURITIES, INC.
May 4, 1995 - January 29, 1996
H.J. MEYERS & CO., INC.
May 17, 1994 - May 2, 1995
GAINEY FINANCIAL SERVICES, INC.
August 27, 1992 - June 8, 1994
LAM WAGNER, INC.
February 19, 1992 - July 17, 1992
CITIGROUP GLOBAL MARKETS INC.
March 16, 1990 - February 10, 1992
METLIFE INVESTORS DISTRIBUTION COMPANY
December 7, 1987 - April 2, 1990
CAPITAL BROKERAGE CORPORATION
October 15, 1986 - October 26, 1987
TRADEMARK INVESTMENT SERVICES, INC.
May 16, 1985 - January 12, 1987
CROWELL, WEEDON & CO.
November 28, 1983 - May 13, 1985
NEWHARD, COOK & CO. INCORPORATED
September 30, 1980 - September 16, 1983
RAUSCHER PIERCE REFSNES, INC.
August 16, 1978 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
May 20, 1978 - October 16, 1980
UBS FINANCIAL SERVICES INC.
February 24, 1978 - February 19, 1991
MORGAN STANLEY DW INC.
July 5, 1974 - February 24, 1978
REYNOLDS SECURITIES, INC.
May 21, 1969 - September 17, 1974
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/12/1981
Interest Rate Options ExaminationSeries 1
Date: 5/20/1969
Registered Representative ExaminationSeries 40
Date: 10/15/1977
Registered Principal ExaminationSeries 12
Date: 2/22/1973
NYSE Branch Manager ExaminationCurrent Firm
SUNSTREET SECURITIES, LLC
CRD#: 143211 / SEC#: , 8-67541
Contact information
FINRA licenses (38 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HADDAD, MUNIB SAID | CEO/CCO/CFO/FINOP/ROSFP/MANAGING MEMBER | 2610231 |
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 5,900,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
