Denise S. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denise Sheldon White was a registered financial professional .
Denise is a previously registered financial professional and started their career in finance in 1995. Denise had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2011 - June 13, 2012
STEARNS FINANCIAL GROUP
March 20, 2002 - January 12, 2009
CUSO FINANCIAL SERVICES, L.P.
November 1, 2000 - January 12, 2009
CUSO FINANCIAL SERVICES, L.P.
June 9, 1999 - November 3, 2000
INVEST FINANCIAL CORPORATION
April 24, 1998 - June 9, 1999
FSC SECURITIES CORPORATION
May 24, 1996 - April 13, 1998
FIRST UNION BROKERAGE SERVICES, INC.
November 21, 1995 - March 5, 1996
WACHOVIA SECURITIES, INC.
April 18, 1995 - November 7, 1995
IDS LIFE INSURANCE COMPANY
April 18, 1995 - November 7, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STEARNS FINANCIAL GROUP
CRD#: 106298 / SEC#: 801-39328
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
