Christopher D. Lundquist
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher David Lundquist, who also goes by Chris Lundquist, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1995. Christopher had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2016 - June 16, 2017
THE O.N. EQUITY SALES COMPANY
October 1, 2013 - March 24, 2015
MML INVESTORS SERVICES, LLC
April 11, 2012 - August 20, 2013
PRUCO SECURITIES, LLC.
February 4, 2011 - August 20, 2013
PRUCO SECURITIES, LLC.
September 29, 2008 - July 9, 2010
SECURIAN FINANCIAL SERVICES, INC.
May 31, 1995 - September 2, 2008
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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