Esa P. Jokela
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Esa Pekka Jokela, who also goes by Esa Pekka Maki-jokela, was a registered financial professional .
Esa is a previously registered financial professional and started their career in finance in 1995. Esa had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2021 - December 1, 2023
CENTER STREET SECURITIES, INC.
September 20, 2010 - December 31, 2020
MADISON AVENUE SECURITIES, LLC
August 31, 2006 - March 25, 2009
MADISON AVENUE ADVISORS, INC.
August 4, 2006 - December 31, 2020
MADISON AVENUE SECURITIES, LLC
February 5, 2002 - August 4, 2006
NEW ENGLAND SECURITIES
February 5, 2002 - August 4, 2006
NEW ENGLAND SECURITIES
May 31, 1995 - March 2, 2002
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTER STREET SECURITIES, INC.
CRD#: 26898 / SEC#: , 8-42786
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Criminal | 1 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
