Vedra N. Riggs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vedra Nadine Riggs, who also goes by Vedra N Riggs, was a registered financial professional .
Vedra is a previously registered financial professional and started their career in finance in 1995. Vedra had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2008 - March 30, 2012
FIRST HORIZON ADVISORS, INC.
May 15, 2008 - July 24, 2018
FIRST HORIZON ADVISORS, INC.
February 13, 2008 - May 1, 2008
SECURITIES SERVICE NETWORK, LLC
September 20, 2006 - April 5, 2007
TRUIST INVESTMENT SERVICES, INC.
June 29, 2006 - April 5, 2007
TRUIST INVESTMENT SERVICES, INC.
February 21, 2006 - March 9, 2006
CITIGROUP GLOBAL MARKETS INC.
May 9, 2001 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
August 14, 2000 - May 1, 2001
UBS FINANCIAL SERVICES INC.
February 29, 2000 - August 14, 2000
J.C. BRADFORD & CO.
October 1, 1999 - February 29, 2000
WELLS FARGO CLEARING SERVICES, LLC
September 10, 1999 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
April 12, 1995 - September 24, 1999
J.C. BRADFORD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST HORIZON ADVISORS, INC.
CRD#: 17117 / SEC#: 801-78594, 8-35061
Contact information
FINRA licenses (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,076 |
| AUM (Assets Under Management) | $ 13,617,534,771 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/15/2025 | ||
| 08/16/2024 | ||
| 12/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
