Elizabeth C. Mchugh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Cabaniss Mchugh, who also goes by Elizabeth Lynn Cabaniss, Elizabeth Lynn Mchugh, Elizabeth Mchugh, Liz Lynn Mchugh, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1997. Elizabeth had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2010 - July 30, 2014
MOUNTAINVIEW SECURITIES, LLC
December 1, 2009 - August 11, 2010
MADISON WILLIAMS AND COMPANY
June 4, 2004 - March 29, 2010
SANDERS MORRIS LLC
May 10, 1999 - May 17, 2004
COASTAL SECURITIES, INC.
April 16, 1997 - May 25, 1999
SPIRES FINANCIAL, L.P.
State Registrations and Notice Filings
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Exams
Current Firm
MOUNTAINVIEW SECURITIES, LLC
CRD#: 7882 / SEC#: , 8-23489
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
