Louis Ottimo
Professional summary
Louis Ottimo was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Louis is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Louis had worked at 7 firms, which includes AVENIR FINANCIAL GROUP, LAIDLAW & COMPANY (UK) LTD., EKN FINANCIAL SERVICES INC., TASIN & COMPANY INC., FAIRCHILD FINANCIAL GROUP INC., A. R. BARON & CO. INC., KENSINGTON WELLS INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2013 - February 28, 2014
AVENIR FINANCIAL GROUP
September 25, 2012 - September 9, 2013
LAIDLAW & COMPANY (UK) LTD.
March 9, 2009 - October 12, 2012
EKN FINANCIAL SERVICES INC.
January 8, 1997 - October 21, 1999
TASIN & COMPANY, INC.
July 8, 1996 - August 7, 1996
FAIRCHILD FINANCIAL GROUP, INC.
March 20, 1996 - June 17, 1996
A. R. BARON & CO., INC.
October 18, 1995 - April 17, 1996
KENSINGTON WELLS INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
AVENIR FINANCIAL GROUP
CRD#: 148490 / SEC#: , 8-68031
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
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